Compliance

Compliance Events

Compliance Peer Group

Friday, October 10, 2025

IBA Center for Banking Excellence, Springfield, IL, or Live-Streamed

The Compliance Peer Groups provide an opportunity for bankers to join together and examine pressing issues constructively, exchange ideas, and share solutions among colleagues in a comfortable and professional environment. We will provide timely updates on various topics for you to take back to your bank.

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BSA/AML Yearend Update

October 15, 2025

Live-Streamed

This two-day program focuses on the current changing BSA, AML/CFT compliance arena and offers tools to manage an “adequate” and “effective and reasonably designed” BSA program to meet regulatory expectations. In addition, this program also assists financial institutions in meeting the annual training requirements by the BSA regulations.  

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Bank Counsel & Regulatory Risk Conference

December 5, 2025

Marriott Magnificent Mile Chicago

The Bank Counsel Conference is the most prestigious gathering of bank counsel in Illinois. Whether you provide general advice to a bank within the scope of a general practice or concentrate on one or more specific areas related to banking, this program helps you identify and manage cutting-edge issues that are central to your clients and your practice. Bank officers and directors, compliance and risk management personnel, internal auditors, and independent bank consultants will also benefit from this program.

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IBA Compliance Connection

Illinois bankers are constantly challenged with new laws, regulations, enforcement trends, and other pressing compliance concerns. The IBA is here to help! Your IBA membership includes access to members-only compliance resources, guidance on compliance inquiries, outstanding educational events and networking opportunities, a weekly compliance newsletter, and more!

Daily Coffee

CFPB Finalizes Extension of Compliance Dates for 1071 Rule. The CFPB has finalized the compliance dates for its 2023 Section 1071 Small Business Lending Data Collection Rule, which were previously extended by an interim final rule to: October 1, 2027 (from October 18, 2026) for the smallest-volume lenders, January 1, 2027 (from January 6, 2026) for moderate-volume lenders, and July 1, 2026 (from July 18, 2025) for the highest-volume lenders. The CFPB believes the extension should be sufficient “to ensure uniformity of compliance dates with the court-ordered stays” and for it to issue a “new proposal to reconsider certain aspects of the 2023 final rule.” View the final rule.

October 2, 2025

FinCEN Requests Feedback on Renewal of Information Sharing Regulations. FinCEN has requested comments on the proposed renewal of its regulations implementing Section 314(a) of the USA Patriot Act. Section 314(a) requires financial institutions, on request from a government agency, to search their records to determine whether they have transacted with a person suspected of engaging in terrorist activity or money laundering. Read the request for comments.

September 30, 2025

More Compliance News

Compliance Q&A

If we deny a loan application on the day we receive it, must we still send the applicant an appraisal notice?

Find Out the Answer!

IBA Compliance Connection – A Valuable Resource for IBA Members

4000+

Original IBA Q&As, together with relevant articles, court decisions, and more!

200+

Topic pages covering a broad spectrum of compliance matters, indexed by bank process and function, together with all relevant Illinois laws and federal regulations

1100+

IBA members have an exciting resource to help them — IBA Compliance Connection at GoToIBA.com — a free website for all employees of IBA member banks that will quickly become your “go to” source for Illinois banking compliance information, guidance and support — each and every day! Request access today!

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