Whether you are a full-time compliance officer or an internal auditor, or if compliance is one of your many hats, this conference will help you identify and manage cutting edge issues that are central to a successful compliance or audit program.

Learning Objectives

At the conclusion of this forum, participants should be able to:

  • Comprehend the impact of changes in regulations.
  • Identify reactive and proactive steps to deal with the changes
  • Describe issues regulatory examiners are criticizing at peer institutions and implement practical cost-effective solutions.
     

Previous Agenda

Previous Agenda

9:00 a.m. - 10:00 a.m.
Registration & Breakfast

10:00 a.m. - 10:15 a.m.
Welcome & Introductions

10:15 a.m. - 11:15 a.m.
Lending Discussion

11:15 a.m. - 12:15 a.m.
Deposits & Other Discussion

12:15 a.m. - 1:00 p.m.
Lunch Buffet

1:00 p.m. - 2:00 p.m.
CRA Discussion

2:00 p.m. - 3:00 p.m.
BSA Discussion

Previous Facilitator

BRIAN CROW

Brian Crow, CAMS

Managing Partner & Co-President of TCA Compliance

Brian’s passion for and skill in protecting bank assets from fraud and compliance losses have earned him the nickname “Security Evangelist.” In addition to developing and guiding the strategic vision for TCA, Brian delivers focused educational support to clients and helps them manage TCA’s suite of consulting, audit, and training services. He’s a nationally recognized expert on BSA/AML and deposit compliance and is a regular speaker at the annual BSA/AML Top Gun Conference.

Previous Details

Previous Details

Audience

Compliance Officers, Risk Managers, and Auditors

Continuing Education 

American Bankers Association (ABA) Professional Certifications has approved the Fall Compliance Forum for 5 CRCM credits.

Fee Per Person

IBA Member $265 | Nonmember $445

Our in-person registrations are full, but you can still register to participate virtually!

Registration Opening Soon!


Back to Listing